The capital markets sector plays a crucial role in mobilizing funds, fostering innovation, and driving economic growth. With evolving regulations, increasing investor scrutiny, and a rapidly expanding financial ecosystem, businesses and investors require trusted legal advisors who can provide strategic guidance across the entire spectrum of securities and capital market transactions.

At Amaresh Sinha Legal Offices, our Capital Markets practice offers comprehensive legal advisory to corporates, financial institutions, investors, and issuers navigating complex securities laws in India and abroad. Our approach blends technical expertise with practical insights to ensure compliance, efficiency, and successful market participation.

Securities Offerings & Listings

We assist clients with capital raising through a range of public and private offerings, ensuring compliance with the Securities and Exchange Board of India (SEBI), stock exchange requirements, and corporate laws. Our services include:

• Initial Public Offerings (IPOs): Legal advisory on drafting prospectuses, regulatory filings, and due diligence.

• Follow-On Public Offerings (FPOs): Structuring and executing secondary offerings.

• Private Placements: Advising issuers on private placements of debt and equity instruments.

• Rights & Bonus Issues: Structuring shareholder-focused fundraising strategies.

• Global Listings: Guidance on Global Depository Receipts (GDRs), American Depository Receipts (ADRs), and foreign listings.

Our team ensures seamless execution of offerings while safeguarding regulatory and investor interests.

Debt Capital Markets

Debt instruments remain a vital tool for corporates and governments seeking to raise long-term funding. We advise on:

• Bond Issuances: Domestic and international bonds, including green bonds and high-yield instruments.

• Debentures: Structuring non-convertible and convertible debentures.

• Securitization & Structured Finance: Drafting and negotiating securitization documents, mortgage-backed securities, and asset-backed instruments.

• Debt Restructuring: Advising on restructuring of bonds and debt instruments to safeguard issuer and investor interests.

We provide innovative solutions to help clients tap into debt markets efficiently and sustainably.

Equity Capital Markets

Equity markets require precision and compliance to maintain investor confidence. We specialize in:

• Equity Share Offerings: Advising on fresh issuances and sales by existing shareholders.

• Qualified Institutional Placements (QIPs): Ensuring compliance with SEBI and stock exchange regulations.

• Block Trades & Share Transfers: Structuring large-scale equity transactions.

• Employee Stock Option Plans (ESOPs): Designing and implementing share-based employee benefits.

Our advisory ensures compliance with corporate governance standards while maximizing shareholder value.

Regulatory & Compliance Advisory

Compliance is the foundation of capital market participation. We assist with:

• SEBI Regulations: Navigating disclosure requirements, insider trading restrictions, and takeover code obligations.

• Stock Exchange Compliance: Ensuring adherence to listing agreements and corporate governance standards.

• Foreign Investment: Advising on FDI and FPI routes for capital raising.

• Corporate Governance: Helping boards and management implement best practices for accountability and transparency.

We protect clients from regulatory risks by ensuring meticulous compliance at every stage.

Dispute Resolution & Investigations

The capital markets are highly regulated, and disputes often involve complex legal and financial dimensions. We provide representation in:

• SEBI & SAT Proceedings: Defending clients in regulatory investigations and enforcement actions.

• Shareholder Disputes: Resolving conflicts involving promoters, minority shareholders, and institutional investors.

• Fraud & Misrepresentation: Advising on securities fraud, insider trading allegations, and market manipulation cases.

• Cross-Border Disputes: Handling disputes involving foreign investors and international regulators.

Our dispute resolution team combines litigation and arbitration expertise with deep financial knowledge.

Why Choose Amaresh Sinha Legal Offices?

• End-to-End Advisory: Covering the entire lifecycle of capital market transactions.

• Cross-Border Expertise: Experience in both Indian and international capital markets.

• Regulatory Insight: Strong track record in navigating SEBI, RBI, and stock exchange regulations.

• Client-Centric Approach: Tailored solutions balancing compliance, risk, and commercial objectives.

Our Capital Markets practice is committed to helping clients raise capital, comply with evolving regulations, and protect their interests in a dynamic financial ecosystem.